Overview

In the compliance report,  the EUIN Remediation report highlights all transactions where the EUIN is missing or invalid. For such transactions, brokerage is withheld until EUIN is remediated (fixed) at the AMC level. You’ll find essential details—transaction date, fund scheme, folio reference, ARN, and any error remarks – organised for quick review.

Click Refresh Data from RTA to fetch the latest CAMS/KFintech status

Why It Matters


Transactions without a valid EUIN still execute, but you forfeit brokerage on those trades, directly impacting your revenue.

Action Steps


  1. Identify Transactions

  • Review the “EUIN Remediation” list to see which trades lack a valid EUIN.

  1. Filter & Export

  • Apply date or scheme filters to focus on priority transactions.

  • Export the filtered results to CSV for easy sharing.

  1. Request Corrections

  • Send the exported file, along with correct EUIN codes, to the AMC registrar or your respective AMC relationship manager.

  1. Confirm Resolution

  • After the AMC updates the EUIN entries, refresh the Compliance Report and corrected transactions will no longer appear.